HS Securities Limited
和升證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HS Securities Limited (和升證券有限公司), a Hong Kong-based licensed corporation with CE reference BLY071. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2018-05-14.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2018-05-14 | 2022-12-24 |
| Type 4 - Advising on securities | 2019-06-28 | 2022-12-24 |
| Type 9 - Asset management | 2019-06-28 | 2022-12-24 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Yuen Wong 黃振炫 | RO 1 Rep 1 | 2021-10 | 2022-11 |
| Christopher Siu Tong Tam 譚兆棠 | RO 1, 4, 9 | 2019-06 | 2022-08 |
| Tsao Lung Lai 賴朝隆 | RO 1, 4, 9 | 2020-10 | 2022-02 |
| Yan Kit Lau 劉恩傑 | RO 1 | 2020-12 | 2021-10 |
| Yat Sun Chen 陳一新 | RO 1, 4, 9 | 2018-05 | 2020-10 |
| Chung Ming Wong 王頌明 | RO 1 Rep 1 | 2018-06 | 2020-09 |
| Man Ting Chau 周文婷 | Rep 1 | 2019-01 | 2019-11 |
| Chi Wah Yiu 姚志華 | RO 1 | 2018-05 | 2019-07 |
Showing 1–8 of 8