ITG Securities (Asia) Limited

CE No. AHL007 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ITG Securities (Asia) Limited, a Hong Kong-based licensed corporation with CE reference AHL007. Current licensed staff on file: 0 (total recorded over time: 7).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2003-04-25
Type 4 - Advising on securities Pre-2003 2003-04-25
Type 6 - Advising on corporate finance Pre-2003 2003-04-25
Type 9 - Asset management Pre-2003 2003-04-25

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (7)

Active on date
Name Activities First licensed To
Cecil Tak Cheong Cheng 鄭德昌 Rep 1, 4, 6, 9 Pre-2003 2003-04
Michael Anthony Garcia RO 1, 4, 6, 9 Pre-2003 2003-04
Chao Choong Lee 李釗聰 Rep 1, 4, 6, 9 Pre-2003 2003-04
Shook Fung Sam 沈淑芳 Rep 1, 4, 6, 9 Pre-2003 2003-04
Bengt Johan Tellvik Rep 1, 4, 6, 9 Pre-2003 2003-04
Chun Fai Yu 余俊輝 Rep 1, 4, 6, 9 Pre-2003 2003-04
King Hung Yu 俞景鴻 Rep 1, 4, 6, 9 Pre-2003 2003-04
Showing 1–7 of 7

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