Xinhua Investment Group Hong Kong Limited
新華投資集團香港有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinhua Investment Group Hong Kong Limited (新華投資集團香港有限公司), a Hong Kong-based licensed corporation with CE reference AFW945. Current licensed staff on file: 0 (total recorded over time: 7).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2007-11-01 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-08 |
| Type 9 - Asset management | Pre-2003 | 2005-03-08 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| David Yam 任卓偉 | RO 4 | 2007-03 | 2007-09 |
| David Chih-Wen Wang | RO 4 | 2007-01 | 2007-09 |
| Hung Ip 葉虹 | RO 4 Rep 4 | 2006-04 | 2007-09 |
| Wai Yan Fung 鳳慧茵 | Rep 4, 6, 9 | Pre-2003 | 2006-10 |
| Wai Lin Fung 鳳慧蓮 | RO 4 Rep 4, 6, 9 | Pre-2003 | 2006-04 |
| Peter Joseph Chum | RO 4, 6, 9 | Pre-2003 | 2006-01 |
| Freddy Kuang Tath Lee | Rep 4 | 2005-02 | 2006-01 |
Showing 1–7 of 7