NatWest Markets N.V.
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for NatWest Markets N.V., a Hong Kong-based registered institution with CE reference AAL482. Current licensed staff on file: 0 (total recorded over time: 0).
- Category:
- Not categorized yet
- Registered address:
- Unit 702, LHT Tower, 31 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2019-10-31 |
| Type 4 - Advising on securities | Pre-2003 | 2015-05-22 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2015-05-22 |
| Type 9 - Asset management | Pre-2003 | 2011-09-14 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||