Equitas Capital Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Equitas Capital Limited, a Hong Kong-based licensed corporation with CE reference AAK674. Current licensed staff on file: 0 (total recorded over time: 2).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2004-09-23 |
| Type 4 - Advising on securities | Pre-2003 | 2005-03-30 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-12-06 |
| Type 9 - Asset management | Pre-2003 | 2005-03-30 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Charles Ming Wah Ng 吳明華 | RO 6 Rep 1, 6 | Pre-2003 | 2005-08 |
| Monica Hoi Yan Ng | Rep 1, 6 | Pre-2003 | 2005-03 |
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