Banc of America Securities Asia Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Banc of America Securities Asia Limited, a Hong Kong-based registered institution with CE reference AAJ462. Current licensed staff on file: 0 (total recorded over time: 0).
- Formerly known as:
-
Banc of America Securities Asia Limited 美國銀行証券亞洲有限公司 (until 2014-07-04)BA Asia Limited 美銀亞洲有限公司 (until 2004-12-01)BA ROBERTSON STEPHENS Asia Limited (until 1998-05-18)Asian & Euro-American Capital Corporation Limited (until 1977-12-28)
- Category:
- Not categorized yet
- Registered address:
- 55/F, Cheung Kong Center, 2 Queen's Road, Central
- Website:
- LinkedIn:
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Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2024-11-29 |
| Type 4 - Advising on securities | Pre-2003 | 2024-11-29 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2024-11-29 |
| Type 9 - Asset management | Pre-2003 | 2004-11-05 |
Licensed staff trend
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Total licensed staff, all activities
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||