Regent Financial Services Limited
勵晶財務顧問有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Regent Financial Services Limited (勵晶財務顧問有限公司), a Hong Kong-based licensed corporation with CE reference AAJ358. Current licensed staff on file: 0 (total recorded over time: 2).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2005-02-08 |
| Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-08 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-08 |
| Type 9 - Asset management | Pre-2003 | 2005-11-17 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Julian Peter Mayo | RO 4, 5, 9 | Pre-2003 | 2005-11 |
| Annie Win Yee Tse 謝永怡 | Rep 4, 5, 6, 9 | Pre-2003 | 2003-09 |
Showing 1–2 of 2