Assistant Operations Manager, Wealth Management, Operations

Key Areas of Responsibilities Assist   supervisor to   monitor   internal operations procedures in strict compliance with Company’s guidelines and policies Supervise the team members on transaction processing and clearing activities including   Stock , Bond and Structure Note, Fund,   IPO , etc . Resolve trade processing and settlements issues with external parties including counterparties and clients    Attend to client’s enquiry on settlement and account status matter   Manage operational activities in relevant internal and external   back office   systems are   operating   meticulously Assist   supervisor on new products / services to be offered to clients, including the UAT process Develop and implement comprehensive operational procedures Requirements Degree holder in Finance or Business Administration or related discipline(s)   Minimum 5 years’ experience in the securities/futures industry Robust computer literacy and high numeracy Good inter-personal and communication skill Good command of written and spoken English and Chinese (including Putonghua) Less experience will be considered as Operations Officer   Stay informed on CITIC CLSA Job Opportunities Not the right fit? You can create a job alert to receive our latest job openings that meet your interest.