TS Lombard (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TS Lombard (Asia) Limited ( ), a Hong Kong-based licensed corporation with CE reference BOH865. Current licensed staff on file: 0 (total recorded over time: 2). Earliest licence on file: 2020-01-24.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2020-01-24 | 2022-02-15 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Nicholas Dominic John Bourne | RO 4 | 2020-01 | 2021-03 |
| Andrew John Lawrence | RO 4 | 2020-01 | 2021-03 |
Showing 1–2 of 2