GMP Securities Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for GMP Securities Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference BFU988. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2015-11-09.
Licence history
| Activity | From | To |
|---|---|---|
| Type 6 - Advising on corporate finance | 2015-11-09 | 2019-08-09 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Nereida Flannery | RO 6 | 2015-11 | 2016-05 |
| Geoffrey Michael Reilly | RO 6 | 2015-11 | 2016-05 |
| Melissa Wen-Sum So | RO 6 | 2016-07 | 2018-10 |
| Darian Heung-Yeung Yip 葉向陽 | RO 6 | 2015-11 | 2018-10 |
| Xiaoyan He 何晓彦 | Rep 6 | 2018-01 | 2018-10 |
Showing 1–5 of 5