Wall Street Global Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wall Street Global Asia Limited ( ), CE reference APC397. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2007-08-21 | 2012-12-14 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Todd Gilmer Everts | RO 4 Rep 4 | 2007-08 | 2012-12 |
| Edward Ketterer 何猷良 | RO 4 Rep 4 | 2008-06 | 2009-10 |
| Stephen Graeme McIsaac | RO 4 | 2007-08 | 2008-12 |
| Alan John Norman | RO 4 | 2007-08 | 2010-02 |
| Man Man Yiu 姚文敏 | RO 4 | 2011-01 | 2012-07 |
Showing 1–5 of 5