CSI Investment Management Limited
華夏國際投資管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CSI Investment Management Limited (華夏國際投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AAI434. Current licensed staff on file: 0 (total recorded over time: 2).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | present | 2005-02-02 |
| Type 6 - Advising on corporate finance | present | 2009-02-10 |
| Type 9 - Asset management | present | 2005-02-02 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lawrence Yuen Ming Lok 樂圓明 | RO 6 | Pre-2003 | 2008-12 |
| Sunny Shing Kwan Lok 樂承鈞 | RO 6 | 2005-05 | 2007-10 |
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