HSBC Broking (Data Services) Limited
滙豐金融(證券資料)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Broking (Data Services) Limited (滙豐金融(證券資料)有限公司), a Hong Kong-based licensed corporation with CE reference AAF355. Current licensed staff on file: 0 (total recorded over time: 2).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2004-01-08 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Vivian Kit Chun Ho 何潔珍 | RO 4, 6, 9 | Pre-2003 | 2004-01 |
| Stephen Chi Kwan Ng 吳志坤 | RO 4, 9 | Pre-2003 | 2004-01 |
Showing 1–2 of 2