HSBC Broking (Data Services) Limited
滙豐金融(證券資料)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Broking (Data Services) Limited (滙豐金融(證券資料)有限公司), a Hong Kong-based licensed corporation with CE reference AAF355. Current licensed staff on file: 0 (total recorded over time: 2).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2004-01-08 |
| Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Type 9 — Asset management | present | 2004-01-08 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Vivian Kit Chun Ho 何潔珍 | RO 4, 6, 9 | Pre-2003 | 2004-01 |
| Stephen Chi Kwan Ng 吳志坤 | RO 4, 9 | Pre-2003 | 2004-01 |
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